Institutional Trading & Settlement

Delivery Instructions (Individual Accounts)

Settlement Questions:  (305) 921-8104 tradeconfirms@statetrust.com

Government P&S: (305) 921-8118  tradeconfirms@statetrust.com

Corp/Muni/Equity P&S: (305) 921-8118 tradeconfirms@statetrust.com

DTCC Eligible Security deliveries to: DTCC Broker 0052

DTCC Envelope System deliveries to: NSCC 0052

International Settlement

Euroclear Instructions: Euro # 18724

Notification is required for all trade settlement or free deliveries. Please e-mail:

tradeconfirms@statetrust.com or call 305-921-8104.

Book Entry Government deliveries to: ABA# 071000288

(Bills, Notes, Bonds, BMO Harris Bank N.A. / 1040 / 1013029446 Strips, FNMA, GNMA, FHLMC etc.)

GSCC Comparison Only: 9686 FBO AXOS Clearing Account Number

Money Wire Instructions: BMO Harris Bank

For Pair Offs: ABA# 071000288

Swift: HATRUS44

A/C: AXOS Clearing

A/C # 3174109

Attn. Settlements Department For Further Credit (FFC): Customer Account & Customer Name

Wire Instructions - Institutional Instructions

Money Wire Instructions:

BMO Harris Bank

ABA# 071000288

Swift: HATRUS44

A/C: AXOS Clearing

Attn. Settlements Department

For Further Credit (FFC): Customer Account & Customer Name

Option Free Deliveries to: OCC AXOS Clearing #052 – For Account Transfers please call 305-921-8104 to coordinate delivery

Liquidation Checks for:   Non-retirement or Retirement

Make check payable to:        AXOS Clearing

 FBO - client name and AXOS Clearing account number

Mail check direct to: 15950 West Dodge Road, Suite 300
Omaha, NE 68118

Physical Security deposits

Mail to: 

AXOS Clearing

15950 West Dodge Road, Suite 300
Omaha, NE 68118

Fixed Income

StateTrust’s fixed income desk deals in all major regions of the world from the developed markets of the U.S. and Western Europe to emerging markets in Latin America, Eastern Europe, Middle East, Africa, and Asia.  We trade sovereign and corporate debt in most major currencies including USD, EUR, GBP as well as local denominated issued debt that can be settle in USD in the case of non deliverable forwards.  We also deal in U.S. high grade/high yield corporates, U.S. treasuries and European governments (including UK gilts), and U.S. agencies.  We strive to meet the expectations and goals of our clients across all credit markets.

Euroclear Instructions: Euroclear # 18724

Notification is required for all trade settlement or free deliveries. Please send an e-mail direct to tradeconfirms@statetrust.com or call 305-921-8104.

Book Entry Government deliveries to: ABA# 071000288

(Bills, Notes, Bonds, BMO Harris Bank N.A. / 1040 / 1013029446

Strips, FNMA, GNMA, FHLMC etc.)

GSCC Comparison Only: 9686 FBO AXOS Clearing Account Number

Cash/Custody accounts or Managed Accounts

We offer traditional transactional accounts that allow for the purchase of various types of securities. In addition these accounts can be managed by a professional money manager. See the money management section for types of managers.

Delivery versus Payments or DVP

These types of accounts allow for bilateral transactions in which cash and securities are transferred simultaneously from one account to another.  Securities move from the selling DVP client’s account to the buy DVP client’s account and cash moves from the buying DVP client’s account to the selling DVP client’s account simultaneously.

Broker to Broker

Available to the Institutional firms that trade securities with custody of their assets, settled through a prime broker or custodial bank, and requiring executing broker.

Mutual Fund deliveries for Network Eligible:

AXOS Clearing Tax ID #77-0616239

FBO Bin # (Client number)

9300 Underwood Ave, Suite 400

Omaha, NE 68114

Questions call Mutual Fund department: 1-305-921-8118 or 1-305-921-8104

Limited Partnership DPP or REIT deliveries:

Reregister IRA’s to: Delaware Charter Guarantee and Trust CUST TX ID # 51-0099493

FBO: Client Name and AXOS Clearing account number

Re-register all other registration types in the name of the client

Mail to: 15950 West Dodge Road, Suite 300
Omaha, NE 68118

General Partnership, Master Limited Partnerships, Direct Participation Programs, and Real Estate Investment Trusts ):where the asset Is book entry at the agent