StateTrust corporate structure consists of a United States holding company StateTrust Group, LLC that fully owns StateTrust Capital, LLC, a US Investment Advisor firm registered with the U.S. Securities and Exchange Commission (SEC) and StateTrust Investments, Inc., a US Broker-Dealer firm. The organizational structure is as follows:
Ethics, Practices and Procedures
StateTrust is fully committed to integrity and high ethical standards. We have implemented a Code of Ethics that defines the standards of conduct that we expect from our directors, officers and employees to help us make the right decisions in the course of performing our jobs. Every officer and employee of StateTrust is required to read and sign that he or she is fully committed to the StateTrust Code of Ethics and other applicable Firm policies and procedures.
We are committed to a work environment in which all persons are treated with dignity and respect. It is our policy to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, age, gender, gender identity or expression, sexual orientation, national origin, citizenship, disability, marital and civil partnership or union status, pregnancy (including unlawful discrimination on the basis of a legally protected pregnancy or maternity leave), veteran status, genetic information or any other characteristic protected by law. We expect that all relationships among persons in the workplace will be business-like and free of bias, harassment and violence.
Acting in the Best Interest of our Clients
We seek to outperform our competition fairly and honestly through superior performance. Every officer and employee of StateTrust must protect our reputation by dealing fairly with clients, the public, competitors, counterparties and one another. No one should take unfair advantage of anyone through manipulation, concealment, abuse of privileged information or misrepresentation of facts.
StateTrust requires that all officers and employees fully comply with all operational compliance and Code of Conduct as set forth by StateTrust Group.
Statement of Commitment to our Investors
Your relationship with StateTrust goes beyond investing money. It's about sharing your aspirations and building a long-term relationship with your Financial Advisor.
In addition, working together to reach your goals requires a commitment from you as well. You should:
Investors should carefully review the objectives, risks, charges and expenses of any investment company before investing. Prospectus and, if available, the summary prospectus, contains important information about the investment company. You can contact us to request our prospectus, which we encourage you to read carefully. The value of your investment may fluctuate, and when redeemed, shares may be worth more or less than their original cost. Investments in a fund (Investment Company) are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
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Our Office Hours are
Monday thru Friday, 8:30 am to 5:00 pm
We will return your call on the next business day.